Thank You for Reaching Out! - Rhoads Online

Thank You for Reaching Out!

We love hearing from our clients and potential clients!

Please be sure to check out all of our other services and solutions we provide here at Rhoads Online Institute!

Regulatory Updates - IARD

Date	State	Title
Fri, Aug 16 2024	IARD	Information regarding the IARD 2025 renewal process has been released.

Regulatory Updates - NASAA

Date	State	Title
Wed, Jan 08 2025	NASAA	NASAA announces updates to Electronic Filing Depository (EFD).
Mon, Dec 30 2024	NASAA	NASAA amends the model rule for examination requirements for Broker-Dealer Agents
Mon, Dec 30 2024	NASAA	NASAA amends the model rule for examination requirements for Investment Adviser Representatives
Wed, Sep 18 2024	NASAA	NASAA announces 2025 fee schedule for IARD system.
Wed, Sep 04 2024	NASAA	NASAA requests comments on proposed amendments to examination requirements.

Regulatory Updates - FINRA

Date	State	Title
Fri, Jan 03 2025	FINRA	FINRA reminds firms to respond to final renewal statements in E-Bill and review reports.
Wed, Nov 06 2024	FINRA	FINRA announces 2025 renewal information
Wed, Sep 18 2024	FINRA	FINRA changes the date to comply with identifying Residential Supervisory Locations (RSLs).
Mon, Sep 16 2024	FINRA	FINRA proposes a rule change to amend Form U4 and FINRA Rule 3110.19(d) for new RSL question.
Fri, Aug 16 2024	FINRA	FINRA releases information regarding its 2025 renewal process.
Mon, July 22 2024	FINRA	FINRA implemented Form BR functionality enhancements for initial submissions.
Thu, July 18 2024	FINRA	FINRA implemented Form BR functionality enhancements for initial submissions.
Tue, July 16 2024	FINRA	FINRA has added a column to its SRO Fees & Setting Schedules to identify state adoption of RSLs.

Regulatory Updates - Virgin Islands (VI)

Date	State	Title
Wed, Dec 16 2023	Virgin Islands	Virgin Islands will require resident insurance licensees to complete CE prior to the 2025 license renewal.

Regulatory Updates - Puerto Rico (PR)

State	Department of Insurance	Department of Insurance Legal Rules and Bulletins	General Insurance Code / Statutes
Puerto Rico (PR)	DOI	Rules and Bulletins	Statutes

Regulatory Updates - District of Columbia (DC)

State	Department of Insurance	Department of Insurance Legal Rules and Bulletins	General Insurance Code / Statutes
District of Columbia (DC)	DOI	Rules and Bulletins	Statutes