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State Resources
Links to Key Insurance Regulators, Rules, and Statutes – Resources
Excel File for Download:
Insurance Links by State
State
Department of Insurance
Department of Insurance Legal Rules and Bulletins
General Insurance Code / Statutes
Alabama (AL)
DOI
Rules and Bulletins
Statutes
Alaska (AK)
DOI
Rules and Bulletins
Statutes
Arizona (AZ)
DOI
Rules and Bulletins
Statutes
Arkansas (AR)
DOI
Rules and Bulletins
Statutes
California (CA)
DOI
Rules and Bulletins
Statutes
Colorado (CO)
DOI
Rules and Bulletins
Statutes
Connecticut (CT)
DOI
Rules and Bulletins
Statutes
Delaware (DE)
DOI
Rules and Bulletins
Statutes
District of Columbia (DC)
DOI
Rules and Bulletins
Statutes
Florida (FL)
DOI
Rules and Bulletins
Statutes
Georgia (GA)
DOI
Rules and Bulletins
Statutes
Hawaii (HI)
DOI
Rules and Bulletins
Statutes
Idaho (ID)
DOI
Rules and Bulletins
Statutes
Illinois (IL)
DOI
Rules and Bulletins
Statutes
Indiana (IN)
DOI
Rules and Bulletins
Statutes
Iowa (IA)
DOI
Rules and Bulletins
Statutes
Kansas (KS)
DOI
Rules and Bulletins
Statutes
Kentucky (KY)
DOI
Rules and Bulletins
Statutes
Louisiana (LA)
DOI
Rules and Bulletins
Statutes
Maine (ME)
DOI
Rules and Bulletins
Statutes
Maryland (MD)
DOI
Rules and Bulletins
Statutes
Massachusetts (MA)
DOI
Rules and Bulletins
Statutes
Michigan (MI)
DOI
Rules and Bulletins
Statutes
Minnesota (MN)
DOI
Rules and Bulletins
Statutes
Mississippi (MS)
DOI
Rules and Bulletins
Statutes
Missouri (MO)
DOI
Rules and Bulletins
Statutes
Montana (MT)
DOI
Rules and Bulletins
Statutes
Nebraska (NE)
DOI
Rules and Bulletins
Statutes
Nevada (NV)
DOI
Rules and Bulletins
Statutes
New Hampshire (NH)
DOI
Rules and Bulletins
Statutes
New Jersey (NJ)
DOI
Rules and Bulletins
Statutes
New Mexico (NM)
DOI
Rules and Bulletins
Statutes
New York (NY)
DOI
Rules and Bulletins
Statutes
North Carolina (NC)
DOI
Rules and Bulletins
Statutes
North Dakota (ND)
DOI
Rules and Bulletins
Statutes
Ohio (OH)
DOI
Rules and Bulletins
Statutes
Oklahoma (OK)
DOI
Rules and Bulletins
Statutes
Oregon (OR)
DOI
Rules and Bulletins
Statutes
Pennsylvania (PA)
DOI
Rules and Bulletins
Statutes
Puerto Rico (PR)
DOI
Rules and Bulletins
Statutes
Rhode Island (RI)
DOI
Rules and Bulletins
Statutes
South Carolina (SC)
DOI
Rules and Bulletins
Statutes
South Dakota (SD)
DOI
Rules and Bulletins
Statutes
Tennessee (TN)
DOI
Rules and Bulletins
Statutes
Texas (TX)
DOI
Rules and Bulletins
Statutes
Utah (UT)
DOI
Rules and Bulletins
Statutes
Vermont (VT)
DOI
Rules and Bulletins
Statutes
Virgin Islands (VI)
DOI
Rules and Bulletins
Statutes
Virginia (VA)
DOI
Rules and Bulletins
Statutes
Washington (WA)
DOI
Rules and Bulletins
Statutes
West Virginia (WV)
DOI
Rules and Bulletins
Statutes
Wisconsin (WI)
DOI
Rules and Bulletins
Statutes
Wyoming (WY)
DOI
Rules and Bulletins
Statutes
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Regulatory Updates - IARD
Date
State
Title
Fri, Aug 16 2024
IARD
Information regarding the IARD 2025 renewal process has been released.
close
Regulatory Updates - NASAA
Date
State
Title
Wed, Jan 08 2025
NASAA
NASAA announces updates to Electronic Filing Depository (EFD).
Mon, Dec 30 2024
NASAA
NASAA amends the model rule for examination requirements for Broker-Dealer Agents
Mon, Dec 30 2024
NASAA
NASAA amends the model rule for examination requirements for Investment Adviser Representatives
Wed, Sep 18 2024
NASAA
NASAA announces 2025 fee schedule for IARD system.
Wed, Sep 04 2024
NASAA
NASAA requests comments on proposed amendments to examination requirements.
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Regulatory Updates - FINRA
Date
State
Title
Fri, Jan 03 2025
FINRA
FINRA reminds firms to respond to final renewal statements in E-Bill and review reports.
Wed, Nov 06 2024
FINRA
FINRA announces 2025 renewal information
Wed, Sep 18 2024
FINRA
FINRA changes the date to comply with identifying Residential Supervisory Locations (RSLs).
Mon, Sep 16 2024
FINRA
FINRA proposes a rule change to amend Form U4 and FINRA Rule 3110.19(d) for new RSL question.
Fri, Aug 16 2024
FINRA
FINRA releases information regarding its 2025 renewal process.
Mon, July 22 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.
Thu, July 18 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.Â
Tue, July 16 2024
FINRA
FINRA has added a column to its SRO Fees & Setting Schedules to identify state adoption of RSLs.
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Regulatory Updates - Virgin Islands (VI)
Date
State
Title
Wed, Dec 16 2023
Virgin Islands
Virgin Islands will require resident insurance licensees to complete CE prior to the 2025 license renewal.
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Regulatory Updates - Puerto Rico (PR)
State
Department of Insurance
Department of Insurance Legal Rules and Bulletins
General Insurance Code / Statutes
Puerto Rico (PR)
DOI
Rules and Bulletins
Statutes
close
Regulatory Updates - District of Columbia (DC)
State
Department of Insurance
Department of Insurance Legal Rules and Bulletins
General Insurance Code / Statutes
District of Columbia (DC)
DOI
Rules and Bulletins
Statutes
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