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OUTSOURCING PRODUCER CREDENTIAL COMPLIANCE: GROW YOUR PIPELINE WITHOUT GROWING YOUR COMPLIANCE BURDEN
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Regulatory Updates - FINRA
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Mon, July 22 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.
Thu, July 18 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.Â
Tue, July 16 2024
FINRA
FINRA has added a column to its SRO Fees & Setting Schedules to identify state adoption of RSLs.
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Regulatory Updates - Virgin Islands (VI)
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Wed, Dec 16 2023
Virgin Islands
Virgin Islands will require resident insurance licensees to complete CE prior to the 2025 license renewal.
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