Catch up on the latest Regulatory changes and updates from the past 30 days.
05.08.2022 – North Carolina
NC SLA announces its surplus lines stamping fee decrease effective 01/01/2023.
04.08.2022 – Florida
Florida provides update regarding the MyProfile Licensee Portal.
04.08.2022 – FINRA
FINRA reminds firms to supervise for digital signature forgery and falsification.
04.08.2022 – Louisiana
Louisiana announces insurance title license requirements for producers and agencies.
28.07.2022 – Utah
Utah adds new limited line pet insurance license.
27.07.2022 – Pennsylvania
Pennsylvania clarifies when surplus lines producers can charge fees in addition to commission.
25.07.2022 – Nebraska
Nebraska announces the elimination of proctor requirements for CE courses.
25.07.2022 – New Mexico
New Mexico clarifies Designated Home State (DHS) for initial and renewal apps.
19.07.2022 – New York
New York Surplus Lines Association (ELANY) updates its list of E&S Insurers.
18.07.2022 – FINRA
FINRA files its Residential Supervisory Location proposed rule change with the SEC.
15.07.2022 – West Virginia
West Virginia provides update regarding its Surplus Lines export list.
15.07.2022 – North Carolina
North Carolina updates its Surplus Lines renewal FAQ document.
15.07.2022 – North Carolina
North Carolina no longer offers the Broker license effective immediately.
14.07.2022 – NASAA FINRA
Investment Adviser Representative (IAR) CE program presentation announcement.
13.07.2022 – North Carolina
North Carolina publishes its Surplus Lines license renewal FAQs.
12.07.2022 – Maryland
Maryland amends surplus lines broker policy fee allowances.
08.07.2022 – New Hampshire
New Hampshire addresses suspected cases of insurance fraud reporting.
07.07.2022 – Wyoming
Wyoming clarifies when DHS licensing is not acceptable.