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Regulatory Updates - FINRA
Date
State
Title
Mon, July 22 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.
Thu, July 18 2024
FINRA
FINRA implemented Form BR functionality enhancements for initial submissions.
Tue, July 16 2024
FINRA
FINRA has added a column to its SRO Fees & Setting Schedules to identify state adoption of RSLs.
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Rhoads - Cimarron Case Study
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Rhoads - FUSA Applied Epic Case Study
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Regulatory Updates - Virgin Islands (VI)
Date
State
Title
Wed, Dec 16 2023
Virgin Islands
Virgin Islands will require resident insurance licensees to complete CE prior to the 2025 license renewal.
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Regulatory Updates - Puerto Rico (PR)
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Regulatory Updates - District of Columbia (DC)
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District of Columbia (DC)
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